Job Responsibilities:

• Act as a Responsible Officer with management responsibilities and duties to supervise SFC Type 1, 4, 9 regulated activities;
• Oversee business operations including but not limited to trading, settlement, risk control, fund management and institutional client service related to fixed income business, bond products, etc;
• Lead deal flows and execute transactions, including IPOs Placements and underwriting;
• Formulate, review and update the operations procedures to ensure compliance with relevant regulatory and reporting requirements;
• Keep abreast of domestic & overseas market information;
• Provide constructive advice on business strategies and operations;
• Supervise and manage daily securities brokerage operations, including the account opening process, account maintenance and customer services;
• Monitor internet trades to ensure their compliance with internal guidelines and exchange regulations;
• Provide support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control management;
• Assist in writing and maintaining proper documentation of all operations, policies and procedures, including operational and risk control procedures;
• Ad-hoc duties assigned by the management.
  
  

Requirements:

• University graduates in business related disciplines
• Existing/ qualified Responsible Officer for SFC Type 1,4,9 regulated activities
• At least 5 years of relevant working experience as an RO
• Profound knowledge and experience of middle & back office operations related to fixed income business, bond products, etc.
• Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities
• Good command of written and spoken English and Chinese (Putonghua & Cantonese)
• Self-motivated, well organized with excellent interpersonal skills

Responsibilities

• Assist in full set of accounts and daily operation, prepare monthly management reports
• Work with team to ensure the daily operations are in compliance with the requirements as stipulated by the regulatory bodies, such as SFC and SEHK
• Assist in preparing daily/monthly FRR and ensure strict compliance in meeting the liquid capital requirements and client money rules on a daily basis
• Maintain cash flows, handle funding and other related treasury function
• Perform ad-hoc duties as assigned
  
  

 Job Requirements

• Diploma or above in Accounting, Finance or related disciplines;
• 2-4year(s) of relevant working experience in Financial;
• Knowledge of handling FRR reporting is a must;
• Good command in written and spoken English, Cantonese and Mandarin;
• Enthusiastic, detail-minded, mature with positive attitude and a good team player;
• Immediate available is highly preferable.
  
  

工作內容

• 負責接載公司董事, 管理人員及客人;
• 需要運送文件及處理一般辦公室工作;
• 檢查日常使用車輛的一般操作,以確保車輛狀況良好;
• 保持車輛日常內外清潔;
• 工作時間由早上七時至晚上七時, 每週工作6天;
• 實際工作時間會因應工作安排調動;
• 需超時工作;
  
  

入職要求

• 五年駕駛經驗或以上;
• 最少三年公司司機經驗;
• 持有效香港駕駛執照(1、2類牌); 熟悉香港道路;
• 無危險駕駛,扣分及嚴重駕駛事故紀錄;
• 能操流利廣東話，簡單普通話及英語;
• 可靠、守時、誠實、有禮及有責任感;
• 可立即上班優先

Responsibilites

• Identify and explore new product ideas to support business growth
• Conduct continuous monitoring and maintenance on products to ensure product competitiveness in the market
• Collaborate with internal & external stakeholders on product launch plan and other logistic
• Assist in formulation effective process to enhance product development efficiency
• Assist supervisor in handling projects related to regulatory requirement, sales process and system enhancement
  
  

Requirements

• Pass in HKCEE or DSE or above including Chinese/English and Mathematics 
• Experience in banking or insurance industry is preferred
• Strong ability to operate analytical and statistical tools
• Self-motivated, independent and with excellent interpersonal skills
• Excellent presentation and communications
• Good computer literacy in MS Word, Excel, PowerPoint and Chinese Word Processing
• Excellent command of both spoken and written English and Chinese, proficient in Mandarin preferred
• Pass in IIQE papers at least in paper 1 & 3
  
  

Employee benefits

• IIQE Paper 1 & 3 exemption fee after probation
• Attractive commission and bonus with allowance package
• On-The-Job Training
• Fast track promotion path